Managers of Wealth Americas

Wells Fargo Reaches Agreement with U.S. Department of Labor Related to Legacy 401(k) Plan Matter

The Company strongly disagrees with the DOL’s allegations and believes it followed applicable laws in conducting the transactions.

Neighborhood National Bank announces Termination of Regulatory Enforcement Action & $4 Million in new capital raised

CEO Scott Andrews commented that he was "extremely proud of the work done by the team at Neighborhood to bring the Bank's BSA/AML program into full compliance.

SIX Benefiting from Sino-American Audit Debate

Last month American and Chinese officials agreed to allow Chinese accounting firms to share more information with US regulators about the finances of Chinese companies listed on U.S. stock exchanges.

Wells Fargo Owes $22 Million for Alleged Whistleblower Axing (2)

The fired worker also accused Wells Fargo managers of engaging in “price fixing and interest rate collusion through exclusive dealing

Maltese advice firm and directors charged over $75m fraud

The company and one of the executives were also named in the Paradise Papers leak

Senate Committee on Finance Investigation Finds Offshore Account Reporting Loophole

New report finds law designed to crack down on tax evasion is easy to circumvent.

Brazil’s Largest Private Bank, Itaú, Selected by Central Bank to Develop a DeFi Liquidity Pool

The Banco Central do Brasil chose seven other projects as part of the Financial and Technological Innovation and Technology Laboratory.

Chambers Latin America 2023 recognizes A&O partners and practices

The results, which are based on a range of professional qualities, are independently audited by Chambers Latin America.

Latham Adds Leading Financial Institutions Regulation Partner in New York

Arthur Long brings significant experience advising on complex bank regulatory compliance matters and regulatory aspects of transactions.

Mexico And Barbados To Explore Other Areas Of Cooperation

Ambassador of Mexico to Barbados, Victor Hugo Morales Meléndez, paid a courtesy call on the Acting Prime Minister at Ilaro Court recently, where the two counterparts held wide-ranging talks on a number of areas.

Blackstone Single-Family Landlord to Halt Home Purchases in 38 Cities

Home Partners isn’t first large investor to back away from the US housing market, which reached a frenzied state during the first half of the year.

Block lawsuit over cybersecurity incident is the latest setback for Jack Dorsey

Bock getting sued for failing to live up to its commitment to defend users' privacy is another thing for Jack Dorsey to worry about

Banco Bradesco S A : A strategic partnership between Bradesco and banco BV to form an independent wealth management - Form 6-K

A strategic partnership between Bradesco and banco BV to form an independent wealth management

US SEC’s decision to let MiFID II no-action letter expire could cause problems for both European asset managers and US brokers

The MiFID II regulations that came into effect in Europe in January 2018 unbundled trading and research and pushed almost all European asset managers into paying for investment research in cash.

Carey Olsen advises Argentinian fintech Geopagos on US$35m funding round

The Carey Olsen team advising Geopagos on the Cayman Islands law aspects of its fundraising

Legal, Regulation & Compliance