09/16/2020
Oppenheimer's New Advisor-Client Portal Powered by InvestCloud to Deliver Comprehensive and Seamless Digital Client Onboarding and Relationship Management Experience
09/16/2020
Together, Kasisto and NCR’s technology intends to deliver a digital experience to all segments of the financial services industry that will assist customers, no matter where they are, what they need, or when they need it.
09/16/2020
‘Advanced discussions’ with Department of Justice may result in payment of tens of millions of dollars
09/15/2020
Moves accelerated plans for CEO Michael Corbat’s retirement
09/15/2020
One of the recommendations that is most likely to affect the BVI Commercial Court is the recommendation for the removal of the requirement in CPR Part 7 that the court's permission is required before a claim form can be served out of the jurisdiction
09/15/2020
Acting as BVI counsel, the Mourant team was Senior Associate Marianne Wilson and Associate Martyn Heyes working with Partner Rachael McDonald.
09/15/2020
Millennials and Gen X Investors Strongly Agree on the Need for SECURE Act's In-Plan Guarantees According to Nationwide's Sixth Annual Advisor Authority Study
09/14/2020
Analysis of market positioning suggests that traders do not have significant sterling shorts yet.
09/11/2020
This consolidation should allow for a more efficient cost structure and thus a better opportunity to deliver long-term value to investors.
09/11/2020
On the same day that the settlement was announced, Bloomberg reported that the bank had retained Robert Kimmitt, a long time friend of U.S. Attorney General William Barr, to sit on its supervisory board.
09/11/2020
Only around a third of US and UK firms are confident they have sufficient resources, according to Integreon report
09/11/2020
A practical tool covering key aspects of the legal and regulatory M&A framework in nearly 40 countries
09/11/2020
At launch, tZERO Markets will start onboarding U.S.-based retail investors with plans to expand to entities and international investors.
09/10/2020
vAutomates data entry and provides real-time tracking of registration needs to address regulatory requirements
09/10/2020
The agreement is the latest in a series of North American front-to-back deals, which see buy-side firms choosing SimCorp’s front office.
09/10/2020
IRA assets could be distributed based on oldest beneficiary’s life expectancy.
09/10/2020
Many are turning to citizenship by investment to alleviate travel restrictions and safety concerns.
09/09/2020
Haute Lawyer offers a prominent collective of leading attorneys.
09/09/2020
The amendment to the definition of “Accredited Investor” is effective 60 days after publication in the Federal Register
09/09/2020
JPMorgan’s investigation could be another sign that misconduct around the slew of coronavirus relief programs went beyond the scattered individual borrowers who have been charged with fraud.