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Legal, Regulation & Compliance

10/22/2020

AMP Capital sees $2.1 billion outflows as scandal continues to bite

AMP copped a massive backlash after it was revealed money manager Boe Pahari was promoted to lead AMP Capital despite being fined $500,000 for sexually harassing a former subordinate colleague.

10/21/2020

African and US development financiers reaffirm their commitment to attracting greater private sector capital to Africa

They spoke during a panel event to discuss their organizations’ role in post-COVID-19 environment as part of a day-long public forum on investing in Africa’s future

10/21/2020

U.S. Banking Regulator Backs New Liquidity Requirements

FDIC board votes 3-1 to approve final rule for net stable funding ratio

10/20/2020

Goldman Poised to Pay More Than $2 Billion in DOJ’s 1MDB Probe

Deal to push Goldman’s tally of penalties to around $5 billion

10/20/2020

Decentralized Finance needs regulatory clarity and smarter compliance

As of mid-July 2020, according to the Bank for International Settlements report, at least 36 central banks have published retail or wholesale central bank digital currency work.

10/20/2020

Pandemic expected to push poorer Americans out of banking system

Complaints to the Consumer Financial Protection Bureau between March and July suggest many Americans are already being pushed to the edge of the financial system by the pandemic.

10/19/2020

Carey Olsen advises Take Blip as Warburg Pincus invests US$100 million

Supporting Brazilian law firm Ulhoa Canto, the Carey Olsen team comprised partner Alistair Russell and associate Jenna Willis and advised Take Blip on the establishment of the Cayman structure and the financing arrangements with Warburg Pincus.

10/19/2020

SIM card swap solutions could help prevent scammers from accessing your phone

One minute you're on your phone sending texts, the next your phone mysteriously shuts down without service.

10/18/2020

Software CEO Robert Brockman charged in $2 billion tax evasion case

Brockman made an initial federal court appearance Friday, where he pleaded not guilty on all counts and was released on a $1 million bond, according to a report from the Wall Street Journal.

10/16/2020

Brazil holding company agrees to pay $285 million to settle FCPA violations

JBS USA Holdings, Inc. owns 78.5 percent of Pilgrim’s Pride Corporation, one of the largest chicken-producing companies in the world.

10/15/2020

KPMG launches legal department transformation offering

Global Legal Operations Transformation Services supports GCs to adapt to a new reality.

10/15/2020

Billionaire Robert Smith to Pay $140 Million Over Tax Probe

Smith to cooperate, admit misconduct but won’t be prosecuted

10/14/2020

OFAC Advisory Warns of Civil Penalties for Ransomware Payments

Ransomware has long been a concern for organizations, both in the United States and abroad, having crippled hospitals, municipalities, educational entities and private companies of all industries in recent years.

10/13/2020

Use of Jersey and Guernsey Structures by US Managers Targeting European Capital

In the current politically driven regulatory climate, managers/promoters in the major US fund centres are increasingly looking for alternative ways to structure investment vehicles suitable for and acceptable to their European domiciled investor base.

10/12/2020

China's central bank to cut FX risk reserve ratio to zero

The move came after the onshore spot yuan rate ended at a 17-month high on Friday against the dollar, its biggest one-day percentage gain since 2005.

10/12/2020

OECD drafts principles for $100bn global corporate tax revolution

Technical blueprint would upend taxation of US tech groups but still needs political agreement

10/09/2020

Carey Olsen advises Kavak as it becomes Mexico's first unicorn

This is a testament to what the team at Kavak has built and we are excited to see what the future holds.

10/08/2020

Citigroup fined $400m over internal controls ‘deficiencies’

Federal regulators order US bank to upgrade processes and technology

10/08/2020

14 States that don’t Tax Pensions AND Social Security

By the way, if you are invested in one of these companies you should send an email to your company's IR contacts and ask them why they are still practicing excessive salary practices.

10/07/2020

FTC Fines: FTC Chairman Reminds Companies That Fines Are the FTC’s Strategic Tool To Deter Noncompliance

Aside from the settlement, the case is another important reminder that companies should be aware of what their vendors are doing because a vendor’s actions could cause the company to be noncompliant with privacy laws and subject to fines and penalti

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