• Wealth and Asset Management
  • People Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Planet SOS


Legal, Regulation & Compliance

10/20/2020

Decentralized Finance needs regulatory clarity and smarter compliance

As of mid-July 2020, according to the Bank for International Settlements report, at least 36 central banks have published retail or wholesale central bank digital currency work.

10/20/2020

Pandemic expected to push poorer Americans out of banking system

Complaints to the Consumer Financial Protection Bureau between March and July suggest many Americans are already being pushed to the edge of the financial system by the pandemic.

10/19/2020

Carey Olsen advises Take Blip as Warburg Pincus invests US$100 million

Supporting Brazilian law firm Ulhoa Canto, the Carey Olsen team comprised partner Alistair Russell and associate Jenna Willis and advised Take Blip on the establishment of the Cayman structure and the financing arrangements with Warburg Pincus.

10/19/2020

SIM card swap solutions could help prevent scammers from accessing your phone

One minute you're on your phone sending texts, the next your phone mysteriously shuts down without service.

10/18/2020

Software CEO Robert Brockman charged in $2 billion tax evasion case

Brockman made an initial federal court appearance Friday, where he pleaded not guilty on all counts and was released on a $1 million bond, according to a report from the Wall Street Journal.

10/16/2020

Brazil holding company agrees to pay $285 million to settle FCPA violations

JBS USA Holdings, Inc. owns 78.5 percent of Pilgrim’s Pride Corporation, one of the largest chicken-producing companies in the world.

10/15/2020

KPMG launches legal department transformation offering

Global Legal Operations Transformation Services supports GCs to adapt to a new reality.

10/15/2020

Billionaire Robert Smith to Pay $140 Million Over Tax Probe

Smith to cooperate, admit misconduct but won’t be prosecuted

10/14/2020

OFAC Advisory Warns of Civil Penalties for Ransomware Payments

Ransomware has long been a concern for organizations, both in the United States and abroad, having crippled hospitals, municipalities, educational entities and private companies of all industries in recent years.

10/13/2020

Use of Jersey and Guernsey Structures by US Managers Targeting European Capital

In the current politically driven regulatory climate, managers/promoters in the major US fund centres are increasingly looking for alternative ways to structure investment vehicles suitable for and acceptable to their European domiciled investor base.

10/12/2020

China's central bank to cut FX risk reserve ratio to zero

The move came after the onshore spot yuan rate ended at a 17-month high on Friday against the dollar, its biggest one-day percentage gain since 2005.

10/12/2020

OECD drafts principles for $100bn global corporate tax revolution

Technical blueprint would upend taxation of US tech groups but still needs political agreement

10/09/2020

Carey Olsen advises Kavak as it becomes Mexico's first unicorn

This is a testament to what the team at Kavak has built and we are excited to see what the future holds.

10/08/2020

Citigroup fined $400m over internal controls ‘deficiencies’

Federal regulators order US bank to upgrade processes and technology

10/08/2020

14 States that don’t Tax Pensions AND Social Security

By the way, if you are invested in one of these companies you should send an email to your company's IR contacts and ask them why they are still practicing excessive salary practices.

10/07/2020

FTC Fines: FTC Chairman Reminds Companies That Fines Are the FTC’s Strategic Tool To Deter Noncompliance

Aside from the settlement, the case is another important reminder that companies should be aware of what their vendors are doing because a vendor’s actions could cause the company to be noncompliant with privacy laws and subject to fines and penalti

10/06/2020

Lugano bank ‘seriously breached anti-money laundering regulations’

The breach is in connection with the handling of Venezuelan client relationships.

10/06/2020

HSBC’s role in the US lawsuit against Huawei called into question

Lawyers for Huawei argue HSBC improperly aided the US to indict CFO Meng Wanzhou

10/06/2020

Wallis Bank Participates in ABA's #BanksNeverAskThat Anti-Phishing Campaign

The #BanksNeverAskThat campaign uses attention-grabbing content to empower consumers to identify bogus bank communications asking for sensitive information like their social security numbers.

10/06/2020

Former client relationship manager at Bank of America pleads guilty to embezzling from client company

Defendant used embezzled funds to purchase Porsche SUV and luxury items

  • 1
  • 2
  • 3
  • …
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • …
  • 335
  • 336
  • 337

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Digi Power X Appoints Wealth Management Leader Ajay Gupta to its Board of Directors

10-23-2025

LPL Financial Welcomes Gentle Family Wealth Partners

10-24-2025

Rothschild Wealth Partners Expands Presence in Chicago with Acquisition of Siligmueller & Norvid Wealth Advisors, LLC

10-23-2025

Thryve Wealth Management Appoints Randol W. Curtis as Co-Founder and Chief Investment Officer

10-24-2025

Global Finance Names The World’s Best Private Banks 2026

10-24-2025

Private banks failing to deliver on AI promises

10-24-2025

Certuity Expands Institutional Wealth Platform with Appointment of Giuliano Celle as Managing Director, Head of Institutional Wealth

10-24-2025

WPC announces Top 40 Under 40 Rising Stars 2025

10-27-2025

Lazard Brings Decades of Emerging Markets Leadership to the ETF Market with EMKT

10-28-2025

UBS Welcomes Financial Advisor Bryan Davidson in Scottsdale, Arizona

10-28-2025

Citi and Coinbase Join Forces to Boost Digital Asset Payment Capabilities for Global Clients

10-28-2025

KDP Discusses Strategy, Leadership and Financing for Upcoming Transformational Transactions

10-28-2025

Stifel sells non-core broker-dealer in latest move away from independent brokers

10-28-2025

Cetera Financial Group Introduces Cetera Private Wealth Portfolios to Serve Affluent and High-Net-Worth Clients

10-28-2025

Prospera Financial Services Welcomes Behrle | Bergin, with $200 Million in AUM, to its Platform

10-28-2025

J.P. Morgan Asset Management Expands Custom Model Portfolio Capabilities with Private and Public Market Access

10-28-2025

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2025 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • People Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Planet SOS