03/17/2021
Ex-Merrill Lynch Ohio Team With $750M AUM Joins UBS
The team will report to Jon Ramey, UBS Wealth Management USA head of the Ohio independent market, and Michael Gatewood, Chicago market head, UBS Private Wealth Management.
03/17/2021
She to lead company’s digital capabilities, reimagine digital banking future for commercial and corporate clients
03/16/2021
His experience spans from government affairs, risk management, strategic communications, crisis management, stadium and facility development and sponsorships.
03/16/2021
Raj brings over 20 years of experience investing in high yield, distressed and event-driven markets.
03/16/2021
The team will provide portfolio management, retirement planning, investment consulting and other wealth management services to individuals, families, nonprofits and private family foundations.
03/16/2021
Mr. Jaffe will focus on OBITX’s worldwide expansion of services and operations, along with the development and implementation of OBITX Venture’s merger and acquisition concept.
03/15/2021
Will also play a key role supporting BAAM’s existing investment teams and pursuing strategic initiatives
03/15/2021
They join LPL from Royal Alliance, part of the Advisor Group network of broker-dealers.
03/12/2021
New hire set to elevate service offering with over 10 years' experience across independent and bank-owned dealers
03/12/2021
$1.1 billion Financial Advisor team joins UBS in Houston, Texas
Together, they represent a high-quality team focused on creating the best possible client experience and outcome for the families they serve.
03/11/2021
He will be a member of Lincoln’s Senior Management Committee
03/11/2021
He will support the Firm in identifying global investment opportunities in the industrial, consumer and automotive sectors,
03/11/2021
Mr. Kassam has over 10 years of experience working in progressively more senior roles at both independent firms and bank-owned dealers.
03/11/2021
Jeffrey Kaufman and John Tassone leave two months after SVB Financial agreed to buy Boston Private for $900 million.
03/10/2021
The newly formed group will focus on helping clients with their digital transformation journeys using technologies such as workflow management, machine learning, natural language processing, and robotic process automation.
03/10/2021
He is a CFA charterholder and certified public accountant (inactive) in New York State.
03/10/2021
Expected Retirement Date is January of 2022
03/10/2021
Lee comes to Golden State with a wealth of industry experience
03/10/2021
Northern Trust Wealth Management offers holistic wealth management services for affluent individuals and families, family offices, foundations and endowments, and privately held businesses.
03/09/2021
He has spent over 30 years in the financial services industry, including as a rep for Wells Fargo Clearing Services from 2001 until the move to UBS, according to his report on the Financial Industry Regulatory Authority’s website.