06/03/2020
Morgan Stanley Recruits Manhattan Manager from UBS
He will work “alongside” Morgan Stanley’s midtown Manhattan complex manager Damon Gallagher, according to Gaertner’s memo.
People Moves
06/02/2020
Six-Million-Dollar Merrill Team in Dallas Joins Rockefeller
In an e-mailed statement confirming the move, Preston confirmed the size of the team’s books and took an indirect swipe at the pressure that Bank of America-owned Merrill and other wirehouses have put on advisors to cross-sell banking products.
06/02/2020
Raymond James names new national director of wealth management
Scott Hudson brings 25 years of experience to the role
06/02/2020
CI Investments names head of institutional
CI has been serving institutional investors for over 20 years and these partnerships remain an important and valued part of our business.
06/02/2020
Mayer Brown enhances tax capabilities with addition of partner Dan Kiely in New York
Mr. Kiely has extensive experience across a wide range of federal income tax matters
06/02/2020
Sompo creates team to sell insurance to tech companies
Michael Chang, CEO of Sompo GRS, said the new business “makes it easier for clients in this space to access our market-leading capabilities across all lines of business on either a stand-alone or integrated basis.”
06/02/2020
HSBC Canada appoints new president and CEO
New leader replaces Sandra Stuart, the first female CEO of a major bank in Canada
06/02/2020
Barclays investment bank appoints former JP Morgan veteran chairman for banking
Alex Lynch, a former 15-year JP Morgan veteran, has joined Barclays as chairman of banking within its investment bank.
06/02/2020
Joel Stevens to Head Bernstein Private Wealth Management’s Tampa Office
Stevens joined Bernstein in 1994
05/29/2020
UBS poaches XP Private USA CIO
Pepper will officially join UBS in New York on June 1 and will report to Coutinho.
05/27/2020
Four Wealth Managers Join First Republic in New York
They share First Republic’s commitment to exceptional client service.
05/27/2020
Big win: UBS hires $1.5B team
Starting in 2016, UBS cut back on recruiting efforts in order to shift resources elsewhere and to cut hiring costs.
05/27/2020
Texas Capital CEO steps down as $5.5B merger with Independent Bank called off
Texas Capital says it will conduct a search for a permanent CEO with the assistance of executive search firm Egon Zehnder.
05/27/2020
Second LA finance partner joins DLA Piper
DLA recently advised on a USD 40 million financing round for artificial intelligence company Paradox.
05/27/2020
Mercer taps head of responsible investment
Mr. Fanger was previously CEO of Swell Investing, an impact investing company that closed in 2019.
05/22/2020
iA Financial appoints new EVP of wealth management
Sean O’Brien replaces Carl Mustos, who has left the company
05/22/2020
Guggenheim Securities Hires Clio Crespy to Expand Energy Investment Banking Group in Houston
She joins Guggenheim most recently from Evercore, where she was a Managing Director in the Energy investment banking group.
05/21/2020
BNY Mellon Wealth Management Names Regional President in Los Angeles, CA
Prior to joining BNY Mellon Wealth Management, he worked as the Regional Director of the Pacific Northwest Region at Bessemer Trust.
05/21/2020
genesis expands leadership team with appointment of Global Head of Platform
The appointment of Kolba comes at a key time for both genesis and the industry.
05/21/2020
Oppenheimer & Co. Inc. Announces Gary Domoracki Joins The Boston Office As Branch Manager And Managing Director Of Investments
He has previously assisted clients in navigating many major market milestones and is an especially reliable and trusted source for guidance through difficult market conditions