09/24/2020
Credit Suisse Raids UBS for Latin America
The bank will invest in the region to get the right personnel for its pursuit.
People Moves
09/23/2020
BNY Mellon Wealth Management names Institutional Senior Client Strategist in Los Angeles, CA
In this role, Heidi will serve West Coast institutional investors – such as endowments, foundations, non-profit institutions, retirement plans, private wealth, and family offices – seeking Outsourced Chief Investment Officer (OCIO) and investm
09/23/2020
Stifel hires former UBS, Merrill teams to staff two new offices
The team was previously with Merrill Lynch, where they oversaw $280 million in client assets.
09/22/2020
Career Merrill Broker in Michigan Joins Another Alum’s RIA
The firm now manages around $1.5 billion, a deliberate pace that its founders say fits with their goal of hitting about $10 billion in client assets under management by 2024.
09/21/2020
McDermott unveils Latin America practice to target 'myriad opportunities'
Top 30 US firm brings together Lat Am-focused US and international lawyers into new grouping
09/21/2020
Anthony joins Galena Capital investment banking team
Prior to joining Galena Capital, Jeff ran his own investment bank in Redmond, Wash., and Coeur d’Alene.
09/21/2020
Oppenheimer & Co. Inc. Continues Growth Of Its Global Fixed Income Group With Seven Experienced Hires Added To The Team
Addition of Top Fixed Income Industry Talent Across North America and Europe Reflects Continued Investment in Resources to Capture New Growth Opportunities
09/18/2020
Keel Point Appoints New Chief Compliance Officer
Mr. Ward brings more than 25 years of compliance and regulatory experience
09/18/2020
Fieldpoint Private Names Johnny Gibson as Chief Investment Officer
Bank of America/U.S. Trust Veteran to Lead Firm’s Investment Research and Portfolio Allocation Effort
09/18/2020
Tabula IM hires client development lead from BlackRock
He also worked as a research interest rate strategist at Commerzbank AG in Frankfurt, London and New York, predominantly covering Eurozone and US bond and inflation markets.
09/18/2020
Robertson Stephens Appoints new CEO
Company further accelerates growth in wealth management space
09/18/2020
Greg Thorne Joins Wells Fargo’s Corporate & Investment Banking Technology, Media, and Telecom (TMT) Group
Thorne joins as a managing director, covering the software investment banking sector.
09/18/2020
Churchill Asset Management hires new head of investor relations
Mr. Freeze was previously managing director and co-head of investor relations at The Carlyle Group.
09/17/2020
John Grandizio Promoted to Assistant Market Head of UBS Greater Florida
John has deep knowledge and expertise in working with business owners, financial institutions, real estate investors, and founders of technology startups.
09/17/2020
The Mather Group, LLC Appoints Patrick Lawlor as President and Head of Mergers & Acquisitions
Lawlor held several positions during his 10+ year tenure at Leavitt Capital Management, eventually becoming President of the firm.
09/16/2020
Round Table Wealth Management Appoints Anthony Rosetti as Director, Wealth Advisor
Anthony has over 10 years of extensive experience in the financial services industry.
09/16/2020
Citi Taps Merrill Exec to Head Wealth Management
The news comes less than a week after the bank named Jane Fraser as CEO Michael Corbat's replacement starting in February.
09/16/2020
Reginald Brown to Join Blackstone’s Board of Directors
His experience across a range of industries and unique perspective will be invaluable as we continue to grow our business.
09/16/2020
PNC Names Regional Head of Florida for PNC Wealth Management and Hawthorn
Lisa Simington will lead PNC’s personal asset management efforts.
09/16/2020
Mercer Appoints Samantha Davidson as Leader for U.S. OCIO Business
Mercer’s OCIO business has experienced significant growth in recent years