12/06/2016
LPL Financial CEO Mark Casady to Retire
LPL has named President Dan Arnold to succeed Casady. The leadership change comes as the firm is reportedly looking to sell itself.
People Moves
12/06/2016
Bires joins 50 South Capital Advisors as product strategy and IR director
50 South Capital Advisors, a subsidiary of Northern Trust Corp, has named Chris Bires as a director of product strategy and investor relations. Previously, Bires worked at Citadel where he was most recently a director of global distribution. And prior to
12/06/2016
XL promotes Keller to investment chief
New Chief Investment Officer For XL Group, Named
12/05/2016
KPMG Names Managing Partner for Silicon Valley Office
The strategic direction and growth of the Silicon Valley office and for building on KPMG’s reputation as a great place to build a career.
12/05/2016
Adviser Mary Jo Metro named to Raymond James Leaders Council
This marks the fourth consecutive year that Metro has qualified for the honor Read more: http://www.lowellsun.com/business/ci_30629749/adviser-mary-jo-metro-named-raymond-james-leaders#ixzz4RxLd4jBx
12/02/2016
Raymond James says Thomas James to become chairman emeritus
His commitment to cultivating a culture grounded in conservative and independent decision-making, and always putting the client first is what allowed Raymond James to survive
12/02/2016
UBS Hires Top Manager From Deutsche
He will also take a seat on the executive committee of UBS Americas.
12/02/2016
Waterloo Capital appoints Woodward as partner and CIO
Mr. Woodward brings a wealth of experience from within the investment industry
12/02/2016
NextCapital Appoints Matt Clink As Chief Investment Officer
Leading retirement and institutional asset management executive
12/02/2016
Putnam Investments Names Equity Research Leadership
Sam Cox and Kate Lakin to Spearhead Firm’s Fundamental Stock Research Efforts
12/02/2016
Four Key Additions to Anchin Team
His technical skills, command of analytical tools and industry-specific knowledge allow him to make recommendations to add value to his clients.
12/02/2016
BNY Mellon Elects Two New Directors
Cook and Morgan will also be included in BNY Mellon's slate of nominees for election to the Board at the 2017 Annual Meeting of Shareholders.
12/01/2016
Senior Goldman Sachs electronic trading specialist signs up to quant job at NY hedge fund
He worked at Goldman Sachs for two years, joining as a managing director in November 2014
12/01/2016
veteran deal maker Leaves Hudson Executive Capital Hedge Fund
He began his career at the law firm Cravath, Swaine & Moore before decamping to JPMorgan Chase in 2011 to become a co-head of the bank’s North American mergers practice.
12/01/2016
RBC's asset management unit strengthens U.S. sales team
Poremba had previously worked in consultant relations roles with investment management firms Neuberger Berman and Franklin Templeton.
11/30/2016
CEO profile: David McKay, Royal Bank of Canada
He was appointed President of RBC on February 26th 2014 and CEO and Director of the Board on August 1st, 2014.
11/30/2016
Rothschild Brings Its Debt-Advisory Business to U.S. With New Hire
With hire of Michael Speller, firm continues to build out North American advisory business
11/30/2016
Russell Investments Appoints Mark Spina to Lead U.S. Advisor-Focused Business
Spina will help advisors meet individual investors’ needs for outcomes utilizing Russell Investments’ multi-asset solutions
11/30/2016
Evercore Wealth Management Appoints Jill Faherty Lloyd as Financial Advisor
She will help expand the firm's Wise Women investor education program, working closely with investment, planning and fiduciary professionals.
11/29/2016
BNY Mellon's Treasury Services Business appoints new head
Mager, a managing director, is responsible for driving Treasury Services' global innovation process which includes management of strategic innovation projects