12/30/2016
$1B Morgan group loses adviser to Oppenheimer
Koris is seen as promising financial planner with connections to Boston's medical community.
People Moves
12/30/2016
$230M Wells Fargo team grabbed by Raymond James
Grossman is an industry veteran, whose career goes back to 1988 when she joined Kidder, Peabody, according to FINRA BrokerCheck records.
12/29/2016
UBS fires top Connecticut broker Phil Fiore Jr. for multiple violations
Wirehouse claims adviser failed to inform it of outside business activities
12/28/2016
$1.2 million Merrill Lynch producer jumps to Raymond James
The move happened in mid-December, as the Department of Labor began resetting the rules for the deals advisers take to switch employers.
12/28/2016
Luttner Financial Group appoints Cury president of western PA region
Cury joined Luttner from First Financial Group in Baltimore and has worked in the financial services sector for more than 23 years.
12/28/2016
RobustWealth Announces the Expansion of Its Advisory Board
RobustWealth is a complete Robo-advisor platform
12/27/2016
Argentina finance minister axed on economic uncertainty
Although a contraction of as much as 2 per cent is expected for 2016, most economists expect growth of about 3 per cent in 2017.
12/23/2016
NMS Capital Advisors Expands Global Presence and New Hires
The charge in investment banking advisory services, particularly in Saudi Arabia and Dubai.
12/23/2016
Situs announces the departure of Executive Managing Director
Mr. Lewis stated that with the integration of the businesses well on the road to being completed, he has decided to take some time with his family before pursuing his next opportunities.
12/23/2016
Baird, RBC Grabs Reps From Wirehouses: Recruiting Roundup
Meanwhile, two LPL-affiliated wealth firms with $2 billion in combined assets plan to merge
12/22/2016
RSD Advisors Adds Investment Veteran
He is based in the greater Philadelphia area.
12/22/2016
Former Wells Fargo exec joins U.S. Bank as head of wealth management products
She replaces Ann Senne, who left for another firm last month, according to U.S. Bank.
12/22/2016
New York-Based Firm Triad Securities Expands To Boston
Triad Securities Corp. is an introducing broker headquartered in the Wall Street area
12/22/2016
DHR International Expands Financial Services Practice
Other positions include intermediary, subadvisory, third party and key account managers.
12/22/2016
Key Private Bank builds out investment team
The new recruit, George Mateyo, will report to Joe Calabrese who joined the bank in May to assume a new post as national head of investments
12/22/2016
BBVA Compass names new CEO
Manolo Sánchez to remain as chairman
12/22/2016
Arturo Giacosa Joins Fiduciary Trust Company International as Managing Director and Trust Counsel
He will be a valuable resource for our organization and instrumental in serving the complex wealth management needs of our international and South Florida clients
12/21/2016
Florida Community Bank Names Middle Market Relationship Manager
In this role, Knorst will be a trusted financial advisor for current and prospective middle market commercial clients in the Central Florida market.
12/21/2016
Ex-U.S. attorney Yang may head Trump’s SEC
Another potential hurdle for Yang could be trying to navigate the SEC's byzantine bureaucracy as an outsider.
12/21/2016
Ballentine Partners taps Saloranta as COO
Anja Saloranta, Chief Operations Officer, joined Ballentine Partners in early November.